IFSE CIFC PRACTICE Study guides, Class notes & Summaries

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IFSE - CIFC Practice Questions and Answers
  • IFSE - CIFC Practice Questions and Answers

  • Exam (elaborations) • 15 pages • 2024
  • IFSE - CIFC PRACTICE QUESTIONS AND ANSWERS 1. To whom are you permitted to make an unsolicited telephone call to market new products ("cold-call") if they have signed up on the National Do Not Call List (DNCL)? someone with whom you already have a business relationship 2. Which of the following statements about Mutual Fund Dealers Association of Canada (MFDA) is CORRECT? It is a self-regulatory organization for the distribution side of the Canadian mutual funds industry. 3. What is ...
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